Securities Law

Mr. Behr is a certified Arbitrator for the Financial Industry Regulatory Authority (FINRA, formerly NASD). If you are charged with a white collar crime because of your involvement or association with any aspect of the securities industry as a broker or financial advisor call Attorney Behr for a consultation. The FINRA is the regulatory agency that is charged by Congress with supervision and enforcement of all securities laws affecting the NY Stock Exchange, Stock Brokerages firms, dealers, associated persons and all aspects of securities law.